U.S. Bank Customer Due Diligence Analyst in CHARLOTTE, North Carolina
Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) Consultants, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state and local laws and regulations. Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense.
A Customer Due Diligence Analyst will research and conduct reviews on customers for various business lines through a risk-based approach, using KYC information, transactional review, and monitoring systems, databases, information, processes, and/or procedures. Partners with internal teams to collect required information and documents to meet all regulatory and internal policies relating to KYC and AML. Identifies and escalates matters requiring attention to the appropriate area. Performs work on projects and initiatives and assists in the assessment and implementation of internal policies and procedures to ensure compliance with laws and regulations. Coordinates the collection and/or compilation of data and compiles and provides reports. May assist in report development and analyzing data. Provides guidance, support and recommendations to Lines of Business and assists in the implementation of Risk/Audit/Compliance initiatives.
Bachelor's degree, or equivalent work experience
Two to three years of applicable experience
Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
Thorough knowledge of Special Requirement Customer (SRC) types, Special Requirement Products (SRP)
Thorough understanding of the business line’s operations, products/services, systems, and associated risks/controls
Thorough understanding of U.S. Bank’s systems, such as Fusion/Hogan, WebKYC, OmniKYC, Casper, Eclipse, IBM Forums, Actimize, ICS, CPS Connex, and Access Online
Thorough knowledge of Risk/Compliance/Audit competencies and risk based approached methodology
Ability to research and manage multiple projects and deadlines simultaneously
Ability to manage work load independently
Strong process facilitation, project management, and analytical skills
Must possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
Excellent written and verbal communication skills
Proficient computer skills, especially Microsoft Office applications
Primary Location: North Carolina-NC-Charlotte
Shift: 1st - Daytime
Average Hours Per Week: 40
Requisition ID: 200000326
U.S. Bank is an Equal Opportunity Employer committed to creating a diverse workforce.
U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.